Friday, June 14

The Force Behind China’s Foreign Policy: Discovering Chinese Nationalism in Territorial Disputes

(Submitted as a term paper in one of my Political Science classes in 2012)

            In 2012, the Philippine media suddenly diverted its attention from domestic news to the encounter between the Chinese ships and the Philippine navy vessel in the Scarborough Shoal. All of a sudden, the dispute on territorial boundaries was revived along with various competing sentiments both of the Filipinos and Chinese people. But, with China being a common denominator of several border disputes particularly in the South China Sea, it has been inevitable to look at China as an aggressor and a threat in international security. As a growing economic power, it is therefore a challenge for China to maintain its global image and at the same time, protect its national interest either by means of peaceful negotiations or by the use of threat and force. Consequently, this leads us to question why China behaves this way. The force behind all of these strong claims of China must have been deep inasmuch as this fuels a giant and increasingly growing influence in the international realm.
            Hence, the objective of this paper is to examine if and how Chinese nationalism shape China’s foreign policy particularly regarding territorial claims and how does this affect China’s relationship with the international community. This paper is divided into three sections. The first part traces the development of Chinese nationalism along with its implications in China’s foreign policy from Culturalism to Positive Nationalism. The second portion talks about Chinese nationalism on the strategies behind territorial disputes by examining China’s relationship with Japan, the ASEAN (for the South China Sea), the Philippines and the United States. Lastly, the author concludes by assessing the prospects for China’s foreign policy and the fate of Chinese nationalism.
I.                   The Development of Chinese Nationalism in Chinese Foreign Policy
            Nationalism may be defined in different contexts. For the Filipinos, for example, nationalism may refer to devotion to or advocacy of national unity[1]. Other countries such as Japan and South Korea once defined nationalism in commercial terms. However, in China, it has been an evolving concept from the middle kingdom myth to the modern type of nationalism focusing on national interest.
Chinese Culturalism
             For two millennium, the foreign relations of China had been fastened on the principle of Culturalism which emphasized the distinction between ‘Us’ (China or Huaxia) and the ‘Others’(barbarians or Yidi). [2] It was the general acceptance of their culture, Confucianism, that made this distinction. The Chinese people did not recognize any other ethnicity but theirs which means that they saw themselves as the only civilized people in the world. They regarded their culture as the highest among others; hence, lived in the belief of superiority over the rest of the world.
            Meanwhile, the Chinese relationship with the barbarians was based on Sino-Centric universalism (Tianzia zhuyi)[3]. According to this view, the world is in a hierarchical order, with China as the center of the universe or the ‘middle kingdom’[4]. The Chinese emperor was regarded as the Son of heaven. He rewarded those barbarians who made a political submission to him. [5] This submission was highly demeaning on the part of the ‘barbarians’ that they had to do the kowtow diplomacy or the kneeling and bowing so low before the emperor a number of times. With these, the early Chinese therefore believed that the international realm was bounded by a fixed world order and not by relationships between states. This tradition of patron-client relationship (the act of submission in exchange for incentives), later on, is found evident in Chinese foreign relations until the present times.
            However, this long-reigning cultural superiority of the Chinese was shaken, and later on collapsed as Western invasions followed by Japanese occupation to China proved its invalidity.[6] With the defeat of the Qing empire and proceeded by the threat to the Chinese culture, the claimed ‘middle kingdom’ realized for the very first time that their supremacy was not real externally. Thus, to save China from this great humiliation, the Chinese scholars formulated the idea of nationalism.
The Emergence of Nationalism
            Some scholars like Callahan and Fitzgerald (and later proved by Gries et.al) argue the humiliation that the Chinese experienced formed the Chinese nationalism[7].Contrary to Culturalism which only shaped the mindset of the Chinese people, nationalism was a force to suppress external incursion. China promised to reclaim its lost territories that were removed from the Chinese empire as soon as it regained its strength.  [8]
            If in traditional culturalism the Chinese people were not rebellious against the ‘barbarians’ because they were superior, nationalism made them look the other way around. In the first half of the 20th century, “as China struggled against major invasions from Russia and Japan, nationalism was a flag under which the nation could rally in collective hatred of the enemy”.[9]
            Different types of Chinese nationalism emerged through time which greatly shaped China’s foreign policy. These were state nationalism, ethnic nationalism, nationalism-internationalism, and modern positive nationalism.
State Nationalism and Ethnic Nationalism
            Two strands of nationalism affected the way the Chinese people redeemed themselves in the 20th century. State nationalism of Liang Qichao was the combination of culturalism and nationalism, directed towards the integration of the Chinese nations as one China[10]. Ethnic nationalism by Sun Yat Sen, on the other hand, was more revolutionary that he reduced the idea of Chinese nations to the Han Chinese.[11] He called on the Han Chinese to ‘recover the state for our own nation . . . [and] not allow other nations to take away our nation’s government’.[12] The primary aim of this nationalism was to oust the Manchu rulers from its ruling position.
            This anti-imperialist nationalism was also manifested in Koumintang’s time under the leadership of Chiang Kai-Shek who also attempted to remove foreign influences. He was able to reduce the extrajudicial rights enjoyed by the foreign powers in China except from the Japanese who were still in Manchuria in 1931.[13] But the resentment continued up to Mao Zedong’s time when he formulated the anti-Japanese nationalism and declared war against Japan in April 1932.[14]
Nationalism-Internationalism
            As China moved from the hatred of the past, Chinese nationalism shifted from domestic expression towards a more outward orientation. As led by Mao, nationalism was now combined with internationalism (nationalism under internationalism) which means that by liberating the Chinese people or leading them to emancipation, the imperialist would be defeated.[15] The imperialist here referred to the capitalists, chiefly the United States. Hence, practicing nationalism in China was serving internationalism in the service of the socialist world. [16] Consequently, nationalism was now influencing CCPs foreign policy in the international community as a whole. In this, we can see how the Cold War changed the focus of China’s foreign policy; but, intrinsically, it was still the remnant of their anger on the Western power. Also, this marked the beginning of a more overt confrontation between China and the US that seems to extend up to the present times. Nevertheless, this mixed nationalism-internationalism approach to foreign policy took different forms as China became at odds with the Soviet Union.
            In the 1970s, China started to experience national security threats as it became involved in border war with the Soviet Union.[17] Nationalism again altered and rose over internationalism to protect its independence. With reference to Zhu Geliang’s ancient strategy, the proposed foreign policy was to “ally with US in the East to resist the Soviet Union in the North”.[18] Hence, China was more into achieving relative gain over the Soviet Union, that it sacrificed its long-held aversion to US just to overthrow its present major enemy.  Some of the first steps of China were its membership in the United Nations in 1971 followed by the Sino-US rapprochement in 1972.[19]
The Modern Positive Nationalism
            As China welcomed the 21st century, the foundation of Chinese nationalism diverted from ideology to national interest. The priority of the Chinese government nowadays is on economic developments and improvement of its citizens’ living standards[20]. China’s approach to international relations changed from waging conflicts against its enemy, to fostering independence and peace. This new kind of nationalism is called positive nationalism[21].
            Indeed, Mao’s approach to foreign relations revealed China’s motivation behind its alliance with the international community- basically, to protect its national interest. This could also lead us to think that if Chinese nationalism today is to foster peace and order in the international community, it might be because it protects its interest in the said realm. As asserted by Storey, “to facilitate this goal (economic modernization), China needs a peaceful regional environment in which to pursue economic reform”. [22] Knowing these, we can further analyze China’s relationship with other states to see how modern nationalism works in its foreign relations.
II.                Chinese Nationalism on the Strategies Behind Territorial Disputes
            Ilona Raskolnikova in her article in Pravda.Ru lists all the disputes China is still involved in. Accordingly, the list include “Burma, Laos, Northern India, Vietnam, Nepal, Bhutan, Thailand, Malaysia, Singapore, the Ryukyu Islands, 300 islands of the South China, East China and Yellow Seas, as well as Kyrgyzstan, Mongolia, Taiwan, South Kazakhstan, the Afghan province of Bahdashan, Transbaikalia and the Far East to South Okhotsk” which according to Mao Zedong, were lost due to the fall of the Qing empire.[23] If Raskolnikova is correct, these are the long list of China’s targets in regaining its claimed territory.
            Despite its promotion of peace and order, many see it as an aggressor as it is the common denominator of many conflicts, as stated above. Nevertheless, there are some scholars who reject this idea, asserting that China has always been loyal to its commitment on peace and order. Lee Jung Nam proves this argument by surveying the perceptions of the intellectuals (here, treated as the ones who influence Chinese nationalism) and, afterwards, found out that the intellectuals perceive Chinese nationalism as not a form of aggression, but only a reaction to certain social and political phenomena. [24]Maxwell’s analysis also comes up with a conclusion that China’s approach to the international relations has always been ‘good’ and ‘exemplary’.[25] As declared by Zhou Enlai in the Bandung Conference in 1955, China’s claim for territories has always been based on history.[26] Consequently, history shapes Chinese nationalism which is then a force behind China’s foreign policy. The question, however, is how this claim is put into action.
            Generally, China uses cooperation strategy. It involves compromising by dividing the disputed land or moderating claims with the exclusion of threat or force[27]. Accordingly, China’s military response to India and USSR, in 1962 and 1969 respectively, was not a deviation from this strategy, but was largely based on the actions of the said countries as they both used escalation strategy first (the use of force).[28] The Chinese military success over these events did not achieve international understanding; instead, was seen as a threat or an aggression. This notion is still prevalent nowadays. But how does China treat different states in different cases?
The Sino-Japanese Relationship
            In terms of Sino-Japanese rivalry especially on Diaoyu or Senkaku Islands, double-edged sword was used as a strategy- the Janusian strategy. This means that China has to take into account both China’s economic relations with Japan and its domestic stability as this relation might be seen as anti-nationalist by the masses.[29] Beukel examines four crises between China and Japan. First is the 1990 crisis when it was reported that Japan was preparing to recognize the lighthouse on the Senkaku Rocks as theirs causing uprisings in China. However, controlled protests and a media blackout were imposed. The second is the 1996 crisis when the Japanese Youth Federation erected a second makeshift lighthouse on the said island. Third is the 2004–5 crisis when two Chinese fishing vessels were attacked by Japanese patrol boats stirring again anti-Japanese protests across China. Fourth is the 2010 crisis when a Chinese trawler and two Japanese Coast Guard ships clashed. The Chinese responded by constricting trade with Japan and cancelling tourist trips to Japan. [30] The undone dispute between China and Japan regarding the Senkaku Chains demonstrates China’s restraints on its diplomacy with Japan regarding the East China Sea dispute, and likewise with Japan to China. We can also observe here that it was the Japanese who instigated conflicts since the 1990s. This proves that China is not an aggressor; but its reaction to the disputes was merely product of the sentiments of the Chinese people (popular nationalism).
            Nevertheless, in the 2000s, Chinese leadership tries a new policy approach to Japan considering its growing economic ties instead of nationalistic feelings without risking its state sovereignty[31]. In this perspective, the issue of the Senkaku Chains disputes would take a longer time to settle since they, though historically rivals, could not enter into much deeper conflict because they both see each other as an economic partner. This reminds us of the Sino-US rapprochement in 1972 wherein the long rivalry between China and US was compromised to secure China’s national interest from the threat of the USSR. Yet, He asserts that both countries can only traverse a beneficial direction if they abandon national myth-making (stories against each) to weaken Chinese nationalism. [32]However, based on the survey conducted by Lee Jung Nam, Chinese intellectuals believe that it will be China who is going to win in the rivalry[33].
China, the ASEAN, and the South China Sea Disputes
            The “China Threat” reemerged in the 1990s due to its forceful actions in the Mischief Reef in Spratly Islands.[34] To change its violent global image, China had to devise a way to revive its neighbors’ trust. China took multilateral steps such as participation in multilateral forums in Association of Southeast Asian Nations (ASEAN) regional forum in 1994 wherein it became its dialogue partner.[35] One of the policy it used was the “charm offensive” (1997) which is the combination of diplomacy, economic and cultural schemes in both bilateral and, often, multilateral level. [36] Diplomatic diplomacy was seen in its closer participation in ASEAN as demonstrated by its membership in the ASEAN+3, ASEAN-China Free Trade  Area, ASEAN’s Treaty of Amity and Cooperation, its signing of the Code of Conduct in the South China Sea, and the frequent visit of Senior Chinese officials in some states. [37] China’s economic initiatives, on the other hand, include continuous trade, investments and supply of financial aids in the developing countries such as in Southeast Asia, and the construction of major projects like the Northway Railways in the Philippines. [38] Finally, the cultural scheme was demonstrated in China’s high level of educational and cultural exchanges with other states[39].
            In July 2011, the ASEAN and China agreed over guidelines for implementing the 2002 Declaration on the Conduct of Parties in the South China Sea.  [40] It moderated the diplomatic tensions in the said region. Nonetheless, it must be noted that all of these are not diplomatic expediency but strategic decisions. China is fostering good relationship with ASEAN to gather support for its interest in the region; the other way around would happen if its goal is not achieved. For instance, in 1999 and 2006, China delayed voting on Nauru and Tuvalu’s UN membership because these two were recognizing Taiwan’s sovereignty[41]. Thereby, the multilateral strategy of China is helping the supporters and afflicting the oppositions. This reward and punish system of the Chinese can be traced to the Sino-centric view, as discussed above, wherein the Chinese emperor rewarded those who did political submissions to him.
            Though the argument that war has less likelihood to happen in the South China Sea region, we cannot deny the fact that China can behave in a different way but as threatening as war. As a major ally in ASEAN and a large source of aid in the region, China can revoke anytime its support. The challenge now to the ASEAN is to what extent it can go against China especially in the recent case of the Sino-Philippine dispute in the Scarborough Shoal.
The Sino-Philippine Relations
            As said earlier, China got involved in a dispute in the Mischief Reef which is also claimed by the Philippines. In 1995, dispute between the two states grew when the captain of the Philippine vessel reported that his crew was detained for several days by Chinese troops in Mischief Reef.[42] Though the Philippines showed a few sign of military gestures, it could only solve the dispute diplomatically given its military weakness. In august 1995, the two countries finally agreed on a code of conduct, preventing similar conducts in the future and increasing bilateral cooperation in the South China Sea.[43] However, from 1995 onwards China gradually expanded its presence in the South China Sea. This shows that China has been applying dual strategy of negotiations and occupations in the disputed area. Moreover, Storey argues that this foreign policy of China is influenced by domestic political factors. [44] Despite its peaceful negotiations with other states, there are still certain core issues that the Chinese leadership cannot compromise, particularly when it comes to sovereignty over the areas which the Chinese believe are historically theirs. [45]
            Furthermore, this event which happened 18 years ago can be related to what happened last year in the Scarborough Shoal. Despite negotiations, China has continued its exploitation of the area until the Philippines asked for air surveillance on the area from the United States. Of course, the Chinese government would never want US to mediate in the discussion as it is recognizably its soft power rival in the region. The United States, on the other hand, chose to remain neutral in the dispute while trying to boost Philippine’s military system.[46] This could be explained by the fact the China is still the largest creditor of the United States.
            Thus, as we observe, China’s foreign policy has dual faces. While trying to satisfy the international community with so-called ‘peaceful’ negotiations, it is also cunningly pursuing national interest even though it would violate some agreements. Going back to Chinese nationalism, China would never want, first and foremost, its sovereignty over its territories to be interfered by any means. Hence, also, by any means, it would make way to protect its independence (one integrated China). In a sense, the Chinese foreign policy is deceiving.
Sino-US Rivalry
            As we have noticed in the previous discussions, the United States has always played the role of a mediator. But, this is something that the Chinese people do not want to see as much as possible. In the century of humiliation, US was one of those countries who meddled in Chinese domestic and foreign affairs, and was further heightened when it supported the independence of Taiwan. In the redemption period, which this paper argues to have continued until the present, China has been creeping over US by gathering support in regions such as the Southeast Asia and the neighboring countries in East Asia. Even without directly confronting the superpower of US, by fostering regional influence (i.e. friendly relations with ASEAN) and gaining support from the developing states, as it provide aids and economic opportunities, China can promote its national interest. [47] Nonetheless, it is important to stress that this diplomatic relations of China with the international community is merely gathering support and not an attempt to balance power. As Hughes asserts, China does not need an ally to rise as a global power.[48] This would lead us to think that by aiming relative gain over US, China still seems to possess the mindset of the ‘middle kingdom’: an absolute gain that it can still rise as a superpower and can get the submission of the ‘others’. However, both Maxwell and Fravel warn that if US continues to intervene in the consolidation of China or the disputes China is into, particularly the South China Sea disputes, conflicts are highly expected to rise. [49]
III.             Conclusion: Prospects on Chinese Nationalism and China’s Foreign Relations
            Indeed, with the growing role of China in the global economy, and its increasing influences over Asia, Chinese nationalism is a crucial force that has to be keenly observed.  It is also dangerous that it continues to demonstrate its cunning assertiveness especially in the South China Sea despite warnings from other states. With China’s deep devotion to its national interest, it is not impossible that it might escalate its strategies to more violent actions in their claimed territories especially now that it has been gaining economic power globally. Weishi then suggests that nationalism must be neutralized in China, along with its neighboring countries. [50] By institutionalizing a community of nations in the Asia-Pacific, tensions would be moderated and conflicts of interest would be eased. Nationalism then, as a self-centered devotion, would be weakened and eventually withered away. [51]
            Furthermore, as we have seen in the previous discussions, a large chunk of Chinese nationalism was and is manipulated by the leader of the CCP. Hence, Chinese nationalism is a top-down development. But, with China being more open now to liberal ideas and and into debunking of ‘irrational untruths’ from the past[52], the Chinese minds are also being liberated from this manipulation. Eventually, China’s foreign policy would shift from the old self-interested nationalism, to a more genuine relative nationalism- pursuing national interest while keeping a genuine, peaceful participation in the international community.



References:
Agoncillo, Teodoro. “The Development of Filipino Nationalism” ( n.p.1965). 
Beukel, Erik. “Popular Nationalism in China and the Sino-Japanese Relationship: The conflict in the East China Sea, an Introductory Study”. (Copenhagen: Danish Institute for International Studies, 2011).

Fravel, M.Taylor. “Maritime Security in the South China Sea and the Competition Over Maritime Rights.” Cooperation from Strength: The United States, China and the South China Sea (2012): 33-50. 
Gries, Peter Hays, Quingmin Zhang, H. Michael Crowson and Huajian Cai. “Patriotism, Nationalism and China’s US Policy: Structures and Consequence of Chinese National Identity”. The China Quarterly 205 (2011): 1-17.
Grudgings, Stuart and Manuel Mogato. “Philippines may ask for U.S. spy planes over S.China Sea”. Yahoo News. (2012). http://ph.news.yahoo.com/exclusive-philippines-may-ask-u-spy-planes-over-191235661.html
He, Yinan. “History, Chinese Nationalism and the Emerging Sino-Japanese Conflict”. Journal of Contemporary China 16 (50) (2007): 1-24.
Hughes, Christopher R. “Nationalism and Multilateralism in Chinese Foreign Policy: Implications for Southeast Asia”. The Pacific Review 18 (1) (2005): 119-135.
Lee Jae-Hyung. “China’s Expanding Maritime Ambitions in the Western Pacific and the Indian Ocean”. Contemporary Southeast Asia Vol. 24. No. 3 (2002): 549-568.
Lee, Jung Nam. “The Revival of Chinese Nationalism: Perspectives of Chinese Intellectuals”. Asian Perspective Vol.30 No. 4 (2006): 141-165.
Maxwell, Neville. “Settlements and Disputes: China’s Approach to Territorial Issues”.  Economic and Political Weekly  vol. 1. No. 36 (2006): 3873-3881.
Raskolnikova, Ilona. “China has territorial claims to nearly 20 countries” (Pravda.Ru: 2012). http://english.pravda.ru/world/asia/17-07-2012/121658-china_territorial_claims-0/
Shie, Tamara Renee. “Rising Chinese Influence in the South Pacific”. Asian Survey  47. No. 2 (2007): 307-326.
Storey, Ian James. “Creeping Assertiveness: China, the Philippines and the South China Sea Dispute” Contemporary Southeast Asia, Vol. 21, No. 1 (April 1999): 95-118.
Sun Yatsen, “Minzu de, guomin de, shehui de guojia: zai Tokyo Minbao chuangkan zhounian qingzhu dahui de yanshuo” (‘State of nation, citizen and society: speech at anniversary celebrating assembly of Minbao in Tokyo, December 2, 1909’), in Sun Yatsen wenji, Vol. I: 22-23.

Weishi, Yuan., “Nationalism in Transforming China”. Global Asia Vol.2 No.1 (2007): 21-27.
Zhimin, Chen. “Nationalism, Internationalism and Chinese Foreign Policy in Journal of Contemporary China”. Journal of Contemporary China 14(42) (2005):  35-53.



[1] Teodoro Agoncillo, “The Development of Filipino Nationalism” ( n.p.1965), p. 1
[2] Chen Zhimin, “Nationalism, Internationalism and Chinese Foreign Policy in Journal of Contemporary China”. Journal of Contemporary China 14(42) (2005):  36.
[3] Ibid., 37
[4] Ibid.
[5] Ibid.
[6] Ibid., 38
[7] Peter Hays Gries et.al., “Patriotism, Nationalism and China’s US Policy: Structures and Consequence of Chinese National Identity”. The China Quarterly 205 (2011): 3.
[8] Neville Maxwell. “Settlements and Disputes: China’s Approach to Territorial Issues”.  Economic and Political Weekly  vol. 1. No. 36 (2006): 3873.
[9] Yuan Weishi, “Nationalism in Transforming China”, Global Asia Vol.2 No.1 (2007): 21.
[10] Zhimin, Nationalism, 39.
[11] Ibid.
[12] Sun Yatsen, ‘Minzu de, guomin de, shehui de guojia: zai Tokyo Minbao chuangkan zhounian qingzhu dahui de
yanshuo’ [‘State of nation, citizen and society: speech at anniversary celebrating assembly of Minbao in Tokyo,
December 2, 1909’], in Sun Yatsen wenji, Vol. I: 22-23.
[13] Zhimin, Nationalism, 40
[14] Ibid.
[15] Zhimin, Nationalism, 41
[16] Ibid.
[17] Ibid., 45
[18] Ibid.
[19] Ibid.
[20] Ibid., 46
[21] Ibid., 46-47

[22] Ian James Storey,. “Creeping Assertiveness: China, the Philippines and the South China Sea Dispute” Contemporary Southeast Asia, Vol. 21, No. 1 (April 1999): 98.
[23]Ilona Raskolnikova, “China has territorial claims to nearly 20 countries” (Pravda.Ru: 2012). http://english.pravda.ru/world/asia/17-07-2012/121658-china_territorial_claims-0/
[24] Jung Nam Lee, “The Revival of Chinese Nationalism: Perspectives of Chinese Intellectuals”, Asian Perspective Vol.30 No. 4 (2006): 161.
[25] Maxwell, Settlements, 3875.
[26] Ibid, 3873
[27] Ibid, 3873-3874
[28] Ibid, 3874
[29] Erik Beukel, “Popular Nationalism in China and the Sino-Japanese Relationship: The conflict in the East China Sea, an Introductory Study” (Copenhagen: Danish Institute for International Studies, 2011): 4
[30] Ibid, 12-17
[31] Ibid, 18
[32] Yinan He, “History, Chinese Nationalism and the Emerging Sino-Japanese Conflict”. Journal of Contemporary China 16 (50) (2007): 24.
[33] Lee, Revival, 163
[34] Tamara Renee Shie, “Rising Chinese Influence in the South Pacific: Beijing's “Island Fever””. Asian Survey  47. No. 2 (2007): 308.
[35] Ibid., 307
[36] Ibid. , 308
[37] Ibid.
[38] Ibid.
[39] Ibid.
[40] Fravel, Maritime, 33
[41] Shie, Rising Influence,  318.
[42] Storey, Assertiveness, 97.
[43] Ibid.
[44] Ibid., 95
[45] Ibid., 99
[46] Stuart, Grudgings, and Manuel Mogato. “Philippines may ask for U.S. spy planes over S.China Sea”. Yahoo News. (2012). http://ph.news.yahoo.com/exclusive-philippines-may-ask-u-spy-planes-over-191235661.html
[47] Hughes, Christopher R. “Nationalism and Multilateralism in Chinese Foreign Policy: Implications for Southeast Asia”. The Pacific Review 18 (1) (2005): 125
[48] Ibd., 123.
[49] M.Taylor Fravel, “Maritime Security in the South China Sea and the Competition Over Maritime Rights. Cooperation from Strength: The United States, China and the South China Sea ( January 2012): 47; Maxwell, Settlements, 3881.
[50] Weishi, Nationalism, 25.
[51] Ibid., 26.
[52] Ibid., 24